Trolling for New Technology: ANTEC 2016

By Jan H. Schut

New technologies at ANTEC 2016, the Society of Plastics Engineers Annual Technical Conference, held this year in Indianapolis, IN May 23-25 (, include an array of unusual functional structures created in plastics and composites by means as different as chicken feathers, plasma, and micro fibrillation. New machine processes include two new multi-screw extruders from Chinese technical universities and a new chaotic melt mastication process from the University of Massachusetts in Amherst (

Guangdong Industry Polytechnic ( introduced its non-identical twin and triple screw extruder for the first time with two papers reporting better mixing, finer dispersions and less breakage of fibers. South China University of Technology ( presented a physically foamed and structured terpolymer with solid domains of PS in a matrix of biodegradable PPC with in situ PTFE micro fibers that increase viscosity over 1500%. The terpolymer is made on its triple-screw extruder with vibration on the middle screw, introduced at ANTEC 2013 (see blog May 10, 2013).

The title of each highlighted paper is followed by bracketed information on when and where it was given, i.e., M, T or W indicate Monday, Tuesday or Wednesday followed by the session title and time. People who didn’t attend ANTEC can purchase a link to download all papers from the SPE ( for $250 to members and $300 to non-members. Plenary speeches, New Technology Forums, and undergraduate student posters aren’t on the link.



The Mixing of Flame Retardant Polymer Materials in a Novel Co-Rotating Non-Twin Screw Extruder [M/Extrusion-Reaction&Mixing I, 10:00] by Bai-Ping Xu, professor, Guangdong Industry Polytechnic, Guangzhou, China (, presents an unusual “self-made” co-rotating nonuniform twin screw extruder for the first time in the U.S. These “fraternal” twin screws can reportedly mix compounds more efficiently than conventional identical twins. A paper published last year in “Fibers and Polymers” (SpringerLink) also describes the non-twin screw extruder mixing immiscible polymers with finer dispersed phases and fibers with less breakage than identical twins. Patented non-twin-screw technology (U.S. Pat. # 9174380) can apply to twin- or triple-screw extruders.

U.S. Pat. # 9174380

Morphology of HDPE/PS Blends along the Axial Position in a Novel Co-Rotating Non-Twin Screw Extruder [T/Alloys&Blends Compatibilization, 3:30] by Bai-Ping Xu, professor, Guangdong Industry Polytechnic, Guangzhou, China (, describes using the novel non-twin screws in a clamshell barrel, mixing an 80/20 wt% blend of immiscible HDPE and PS. The material was processed at different screw speeds and observed with the barrel open, showing smaller droplet size and narrower size distribution at higher screw speeds.

Non-twin screw configuration

Melt Mastication: A New Rheological Process to Generate High Performance Parts from Semi-Crystalline Polymers [T/Engineering Properties&Structure, 8:30] by Alan Lesser, professor, University of Massachusetts, Amherst, describes using a modified, heated static mixer for “chaotic mixing” or mastication of a semi-crystalline polymer at a temperature between its melting point and melt crystallization temperature. This new process significantly increases crystallization and gives conventional isotactic PP the strength of glass-filled PP. Patented “Melt Mastication” (U.S. Pat. # 9284388) was first mentioned at the SPE Automotive Composites conference in 2013, but ANTEC is the first presentation on how it enhances polymer stiffness, strength and toughness.



Preparation of PPC/PS/PTFE Composites with In-situ Fibrillated PTFE Monofibrillar Network and Their Supercritical Carbon Dioxide Extrusion Foaming Properties [T/Thermoplastic Materials&Foams, 9:00] by Hao-Yang Mi, professor, South China University of Technology, Guangzhou, China (, is done using SCUT’s triple-screw compounding extruder with vibration in the middle screw (see blog, May 10, 2013). The triple-screw creates a multi-phase composite with PTFE nano fibers created in situ in a PPC/PS matrix. Rigid PS domains and PTFE nano fibers increase PPC’s viscosity by 1576%, allowing composite foam with four times higher cell density than PPC alone. SCUT’s triple screw extruder is built commercially by POTOP Experimental Analysis Instrument Co. also in Guangzhou (

Three-Dimensional Hierarchical Materials by Memory-Based, Sequential Wrinkling [T/New Technology Forum-Surface Engineering, 2:00] by Teri Odom, professor, Northwestern University, Evanston, IL ( creates super hydrophobic 3D surface patterns on PS sheets. Pre-strained, biaxially oriented PS sheet is plasma treated to deposit a soft fluorocarbon (CFx) polymer skin. Then the strain is relaxed to create surface wrinkles. This repeatable, tunable process applies robust wrinkle patterns that can withstand subsequent bending and stretching. Oxygen treatment traps oxygen in the wrinkles to create different levels of hydrophobicity for a range of potential applications.

ODOM/NORTHWESTERN: photos of wrinkle patterns

Fabrication of Hybrid Polymeric-Metallic Foams as Scaffolds for Bone Tissue Engineering [M/Thermoplastics Materials&Foams, 1:30] by Anil Mahapatro, assistant professor, Wichita State University in Kansas (, creates an unusual foam structure by electro-depositing magnesium onto PU foams. PU is a representative example of a polymeric foam used as a bone graft material. Magnesium gives mechanical strength for bone support while improving bone binding and regrowth.




High Temperature and High Energy Density Nanolayer Film Capacitors [T/Electrical&Electronics, 3:00] by Deepak Langhe, technology director, PolymerPlus LLC, Valley View, Ohio (, shows the latest development from PolymerPlus, a spin-off from Case Western Reserves’ high multi-layer film lab ( in 2010 (see blog July 6, 2012). Polymer Plus’s patented developmental nanolayer co-ex film capacitors (U.S. Pat. # 8611068) with up to 257 layers offer higher energy density, higher temperature performance, and lower energy loss than current metalized and laminated capacitors. PolymerPlus also makes optic lenses with over 800,000 nanolayers (U.S. Pat. # 7002754).

Production of in situ Microfibrillar Composites as a Novel Approach Towards Improved Bio-Based Polymeric Products [W/Bioplastics, 8:30] by Chul Park, professor, University of Toronto, Ontario, Canada (, first extrudes strands of an immiscible blend of 97/3 PLA/PA6, then draws the strands to create 200 nm PA6 micro fibrils in the PLA matrix, improving melt strength, elasticity and foamability. Strands are then chopped and molded at below the melt temperature of PA6 to retain the micro fibers. The research was published last year in the American Chemical Society’s “Biomacromolecules,” but this is its first presentation to a plastics audience.


Capillary Coextrusion: a New Process for Creating Small-Scale Coextruded Films [M/Flexible Packaging, 9:30] by Patrick Lee, assistant professor, University of Vermont, Burlington (, describes a clever device to test layer adhesion in coex films more accurately than testing cast or laminated film layers. Lee attaches a small (10 mm) coex die to a dual-bore capillary rheometer to coextrude 8-9 mm test films continuously.

PCLEE/UVM: image003.png



Green Plastics: Utilizing Chicken Feather Keratin to Improve the Thermo-Mechanical Properties of PU Composites [M/Composites-Natural/Bio, 9:30] by Firoozeh Pourjavaheri, PhD candidate, RMIT University, Melbourne, Australia (, enhances thermo-mechanical properties of TPU composites by adding 10% and 20% purified keratin fibers from waste feathers, mixed with urethane using solvent casting and evaporation. The resulting composites show lower glass transition temperature, % strain recovery, and mass loss of the composite than neat TPU, but higher elastic modulus, storage modulus and heat resistance, indicated by the % char.

Soy Protein Isolate Films with Improved Mechanical Properties via Bio-Based Dialdehyde Carboxymethyl Cellulose Crosslinking [M/Bioplastics 8:30] by Ting Zheng, graduate student, Clemson University, Clemson, SC (, reports new glycerol-based soy protein films cross-linked with DCMC for an astonishing 218%  improvement in tensile strength. So called “edible films” for meat and poultry packaging have been a hot research topic on technical programs for decades without being commercialized because of poor strength, so a property enhancement of this magnitude could be significant.

Improvement of the Extrusion Foaming Properties of Externally Plasticized Cellulose Acetate by Reactive Melt Mixing Using a Multifunctional Reactive Oligomer [M/Extrusion-Forming I, 9:30] by Sven Hendriks, scientific research assistant, Institute of Plastics Processing at RWTH University, Aachen, Germany (, uses a reactive oligomer as a chain extender to foam fine-celled cellulose acetate sheets or boards with 1,3,3,3-tetra-fluoropropene (HFO 1234ze) as physical blowing agent. The IKV has partnered with the Fraunhofer UMSICHT, Oberhausen, Germany (; FKuR Kunststoff GmbH, Willich, Germany (; Inde Plastik Betriebsgesellschaft mbH (; and Jackon Insulation GmbH, Mechau, Germany (, for several years foaming cellulose acetate, but this is the first mention of chain extenders.



High Precision and Repeatability in Micro Injection Molding Using the Inverse Screw [T/Injection Molding-Emerging Tech, 3:00] by Torben Fischer, chief engineer, Institute of Plastics Processing at RWTH University, Aachen, Germany (, reports the first test results on the repeatability of this unusual threaded barrel/smooth shaft micro molding machine using different thermoplastics including POM, PC, PMMA, PP and 30% glass-fiber-reinforced PP. The inverse screw micro molding machine was introduced in Germany in 2013 and in the U.S. at ANTEC 2014 (see blog Nov. 11, 2014).

IKV: Geometry of the inverse screw

Development of an In-Line Plasma Treatment during the Injection Molding Process [W/Injection Molding Troubleshooting, 11:30] by Timo Nordmeyer, scientific employee, University of Paderborn in Germany (, describes integrating a stationary atmospheric plasma jet inline into an injection molding process. The target is injection molding of technical parts of polymers with low surface energy like fiber-reinforced PP for automotive housings. The patent pending process was developed with Plasmatreat GmbH, Steinhagen, Germany (

Cycle Time Reduction by Water Spray Cooling in Thermoforming [M/Extrusion-Forming I, 10:00] by Jonathan Martens, research assistant, Institute of Plastics Processing at RWTH University, Aachen, Germany (, reports 5% faster cycle time vacuum-forming a 400-ml beaker in a female mold with atomized water mist sprayed onto the formed sheet on the open side away from the mold. Water spray cooling is used in industrial thermoforming for large parts with different stretch ratios, but not in packaging. The trick is to use just enough water to cool without leaving water residue on parts after unmolding.

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Competition Bubbles Up Again in Physical Foam Molding

By Jan H. Schut

Physical foam molding has been dominated for over 15 years by MuCell microcellular foam technology from Trexel Inc., Wilmington, MA (, commercialized in 1999 and backed by a master part patent on “Injection Molding of Microcellular Material,” published in Europe in 1998 (EP # 952908) and the U.S. in 1999 (U.S. Pat. # 6884823). Trexel had 200 MuCell licenses by 2004 and 300 MuCell machines in operation by 2006, when it stopped requiring licenses and sold MuCell rights along with OEM machine installations. Since then Trexel hasn’t said how many MuCell machines are running, but it has licensed six OEM machine builders to sell MuCell-equipped injection molding machines directly and an additional six OEMs to install MuCell equipment purchased through Trexel.

Trexel, however, wasn’t first. Union Carbide Corp. developed physical foam molding with a continuously turning screw and melt accumulator, licensed to several machine builders in the 1960s and ‘70s, including Uniloy Springfield, now part of Milacron (, which still builds them. Battenfeld GmbH in Meinerzhagen, Germany, now part of Wittmann-Battenfeld GmbH (, invented direct gas foam injection molding for an intermittent screw (U.S. Pat. # 4381272) in 1979 and built the machines until the late 1980s. In the 1990s Battenfeld improved control of gas injection and screw design with new patents (U.S. Pat. # 6451230) filed in 1999 in the U.S. and 1998 in Europe, just as Trexel was starting out. So Battenfeld and Trexel agreed not to sue each other’s customers.

Around 2000, two other physical micro foam technologies were developed and patented in Europe—Ergocell and Optifoam—both different from Trexel and Battenfeld, which add physical foaming into the barrel. Ergocell and Optifoam added blowing agent into the melt between the barrel and plunger, which meant dosing against much higher pressures of the injection mold vs. dosing against pressure in the barrel. A fifth microfoam technology, Profoam, developed around 2006, adds blowing agent to plastic pellets before melting with very low pressure. All five technologies—Battenfeld, MuCell, Ergocell, Optifoam and Profoam—describe using carbon dioxide and nitrogen blowing agents, but all known applications of any of them use nitrogen. All five could reportedly make microcellular foam parts that were similar or identical, which brought Ergocell and Optifoam into the shadow of Trexel’s part patent when they were commercialized.

Trexel’s microfoam part patent drove competing technologies Ergocell and Optifoam out of the market soon after commercialization. Trexel’s European part patent was later revoked, but its U.S. part patent runs until 2019, keeping most competing microfoam parts at bay.

Trexel’s microfoam part patent drove competing technologies Ergocell and Optifoam out of the market soon after commercialization. Trexel’s European part patent was later revoked, but its U.S. part patent runs until 2019, keeping most competing microfoam parts at bay.

Ergocell from Demag Ergotech GmbH in Schwaig, Germany, now part of Sumitomo (SHI) Demag Plastics Machinery GmbH (, injected physical blowing agent into the melt with a mixer and reservoir device. Ergocell was introduced at the K Show in Germany in 2001. Trexel cited its patent and insisted that molders needed a MuCell license to produce any micro foamed parts, regardless of method. By December 2001, Trexel had an agreement with Demag Ergotech to sell Ergocell machines only with a MuCell license, so Ergocell was effectively finished.

Optifoam, invented at the IKV Institute for Plastics Processing at RWTH University in Aachen, Germany (, adds blowing agent to the melt using a porous spider-like torpedo in a porous sleeve (DE Pat. # 1983021). In 2003 the IKV licensed Optifoam exclusively to Sulzer Chemtech Ltd., Winterthur, Switzerland (, which commercialized it in 2005 with two automotive molders, Master Industries Inc. in Ansonia, OH, and a European molder. Sulzer, the IKV, and Huntsman Polyurethanes in Belgium also partnered to develop Optifoam thermoplastic PU shoe soles with 63% density reduction. Trexel filed a complaint in a U.S. district court against Master and in 2006 announced that Sulzer’s U.S. customer had stopped using Optifoam, while its European customer had taken a MuCell license.



Starting in 2003 Battenfeld, Sulzer, Peguform GmbH (now part of SMP Samvardhana Motherson Peguform GmbH), a molder of car cockpit systems in Boetzingen, Germany, and several other European companies with patents for micro foam molding began a long struggle to get Trexel’s master part patent revoked in the European patent office in Munich. In 2005 Trexel’s “Microcellular Molded Article” patent was revoked in Europe. Trexel appealed, and it was reinstated in 2007, revoked again in 2008, appealed again, and finally rejected by the European patent office in September 2011.

By 2008, Battenfeld had been acquired by Wittmann in Austria. Battenfeld’s second generation physical foam molding, now named Cellmould, was announced at a Wittmann Battenfeld open house in Austria that year, but the machine wasn’t yet commercial. Sulzer spun its static mixer business and Optifoam off as a management buyout in 2012 to Promix Solutions AG, also in Winterthur (, which offered medium-to-high density Optifoam only for extrusion, not for injection molding (see this blog, Nov. 9, 2010). In 2014 Sulzer acquired low density extrusion foam specialist Aixfotech GmbH in Aachen, Germany, and took the Optifoam name back, but not the technology, which Promix continues to offer for extrusion.

Battenfeld, which built physical foam injection molding machines 20 years before Trexel, had an agreement with Trexel not to sue each other’s customers. Battenfeld’s newest physical foam molding, Cellmould, was launched in 2010 and has about a dozen users, including automotive.

Battenfeld, which built physical foam injection molding machines 20 years before Trexel, had an agreement with Trexel not to sue each other’s customers. Battenfeld’s newest physical foam molding, Cellmould, was launched in 2010 and has about a dozen users, including automotive.

The IKV’s patent-applied-for Profoam (WO Pat. Applic. # 200613660) combining blowing agent with pellets hadn’t been commercialized. The IKV’s first technology (DE Pat. Applic. # 102005061053) for adding physical blowing agent before the barrel used pelletized dry ice, or frozen CO2, blended with plastic pellets. Profoam, however, is like an autoclave, impregnating plastic pellets with nitrogen under low pressure before they are fed into the barrel.

Profoam was developed after 2007 in partnership with Arburg + Co KG in Lossburg, Germany (; Volkswagen AG in Wolfsburg, Germany (; Ticona GmbH (; Bayer MaterialScience (; and LyondellBasell ( The IKV first presented Profoam in an ANTEC paper in 2008 by Walter Michaeli, Thorsten Krumpholz, and Domenik Obeloer, who wrote his doctoral thesis on the process. Arburg and the IKV tested the prototype successfully with PP, PC, PC/ABS, PBT, PPS, PS, PA6, and even TPE. The IKV gave a second ANTEC paper on Profoam in 2011, but no partners are named on either ANTEC paper.

The IKV Institute in Germany invented Profoam micro foaming with two autoclave chambers that impregnate plastic pellets with physical blowing agent under pressure over the feed throat of the injection molding machine. Arburg built and patented the commercial version.

The IKV Institute in Germany invented Profoam micro foaming with two autoclave chambers that impregnate plastic pellets with physical blowing agent under pressure over the feed throat of the injection molding machine. Arburg built and patented the commercial version.

Arburg built a commercial version of the Profoam device with a control interface to an injection molding machine. The IKV had applied for a patent on Profoam, but Arburg, not the IKV, patented it (DE 2009100124810 published in 2010), including a critical valve for the autoclave chambers. The patent is under the name of Arburg’s inventor and senior partner, Karl Hehl, not under Arburg’s name. The device had two pressurized chambers, one on top of the other, in which pellets are impregnated with nitrogen before being fed into a standard injection molding machine.

Pellets are loaded into the top chamber under ambient pressure. The chamber is locked; blowing agent is added under low pressure (up to 50 bar). The airlock under the chamber opens, so pellets fall into the lower chamber, which locks. The upper chamber opens to ambient air and refills, as the lower chamber opens and releases pellets still under pressure into the feed throat. When the pellets melt, blowing agent dissolves evenly into the melt.

The amount and distribution of gas is far better controlled than by any of the higher-pressure injection approaches into melt, IKV’s Obeloer says. An important modification needed for the injection molding machine is to fit the back of the screw with a seal, so gas doesn’t escape. Profoam uses more nitrogen than other processes because of venting the upper chamber, but presumably this could be recaptured. Profoam molding is lower viscosity than solid molding, so it can make glass-filled PP with longer fibers than equivalent solid parts, Arburg says. Another plus is that the Profoam device can easily be moved from one injection molding machine to another or disconnected.



In 2009 Battenfeld, which always had the least to fear from Trexel’s part patent, opened its new plant in Meinerzhagen, Germany, and showed a Cellmould machine for the first time, offering it commercially in 2010 with improved controls, an improved screw design capable of finer bubbles, and pneumatically controlled shut-off nozzles. Cellmould can be used with Battenfeld’s BFMold (ball-filled mold) technology for rapid mold temperature cycling and with other mold technologies like gas counter pressure and expanding molds.

Cellmould, which doesn’t need a Trexel license, was commercialized in 2011 for washing machine parts, using the technology more for part strength and rigidity than for light weighting per se. Battenfeld says it has about a dozen Cellmould customers now, including Tier 1 automotive suppliers.

By 2013, Arburg had commercialized the first Profoam part in-house, molding glass-filled PP instrument covers for its own injection molding machines. Arburg didn’t show Profoam publicly until 2015, first in-house at its Technology Days conference in March, then at Fakuma 2015 in October, but not at NPE 2015 in the U.S., where Arburg showed light weight composite sheet technology instead.

At Technology Days 2015 Arburg molded glass-filled PP automotive airbag housings in a two cavity mold on an Allrounder 820A in 70 second cycles. The 280-mm-long part weighed only 272 grams, 18% less than a solid part. At Fakuma 2015 Arburg molded an automotive sliding tray housing on a hydraulic Allrounder 630 S in 65-second cycles. The 20% glass fiber PC part weighed 361 grams, 13% less than a solid part.

Arburg first showed Profoam publicly at Fakuma 2015, molding this automotive tray housing. As a licensed seller of MuCell, Arburg ran Profoam side by side with MuCell physical at its in-house Technology Days in 2015 and 2016. In 2016 MuCell molded this PA6 bracket.

Arburg first showed Profoam publicly at Fakuma 2015, molding this automotive tray housing. As a licensed seller of MuCell, Arburg ran Profoam side by side with MuCell physical at its in-house Technology Days in 2015 and 2016. In 2016 MuCell molded this PA6 bracket.

At Technology Days this year, Arburg showed Profoam molding an ambitious automotive interior glove compartment door with a high gloss surface, using “variotherm” rapid mold surface temperature cycling. The PC/ABS part was molded in 60-second cycles on a hybrid Allrounder 630H with 2500 kN of clamp force. The part weighed 200 grams with wall thickness of 1.8 mm, 30% less than the previous solid part with 2.5 mm walls.

Arburg, which is a licensed seller of Trexel’s MuCell, ran Profoam and MuCell side by side at its Techology Days both years. In 2016, MuCell foamed a structural bracket out of nylon 6 using a mold designed for a solid part and achieving a 28 second cycle—20% faster than solid molding with a weight reduction of 7%, while meeting all strength and dimensional requirements.

Arburg won’t say how many Profoam devices it has sold, but Arburg builds only one Profoam size with one-liter chambers for small injection molding machines up to 200 tons, so it’s safe to assume they are for small parts and development. VW, which partnered with the IKV on Profoam in 2010-2012, has a Profoam device in its technology center, but doesn’t use it commercially, and the IKV has one. Automotive applications will presumably have to wait for the 2019 model year, when Trexel’s U.S. part patent will have expired.

With competition on the horizon Trexel’s business is also becoming more mature and competitive. In April Trexel introduced its T Series of new user friendly “smart” dosing control, which requires an operator to input only two parameter—shot weight and percent of supercritical nitrogen—setting the rest automatically. Previously MuCell dosing was much more difficult, requiring a highly trained technician to enter six parameters.

Trexel is also becoming a broader based foam company, offering engineering design for foam parts with up to 30% weight reduction instead of the usual 10%. In September 2015, Trexel even introduced a chemical foaming agent, called TecoCell, licensed for injection and automotive blow molding from Polyfil Corp., Rockaway, NJ. Polyfil continues to offer its EcoCell foaming agent for extrusion. So Trexel can now offer foaming for smaller production runs without capital investment.

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New Process Makes PLA Block Copolymers

By Jan H. Schut

A new two-stage catalytic process from NatureWorks LLC, Minnetonka, MN (, the world’s largest producer of polylactic acid (PLA) biopolymer, takes an unusual mixed lactic acid feed stream, invented at Nagoya University in Japan (, and makes it into semi-crystalline PLA block copolymers. The new copolymers, which are still in R&D, could potentially offer substantially higher melt temperatures than PLA homopolymer.

All commercial PLA so far is based on bacterial fermentation to a single lactic acid isomer (L-HLA), which is condensed into L-lactide monomer, which is polymerized into PLLA homopolymer. PLLA homopolymer was introduced in the 1990s by Cargill Inc., Minnetonka, MN ( and commercialized in 2003 by NatureWorks, which is 50% owned by Cargill.

Instead of L-lactide, the feedstock for NatureWorks’ developmental PLA block copolymers is a mixture of “racemic-lactide” and “meso-lactide.” Lactides are ring compounds made by dehydration and condensation of hydroxyl and carboxyl groups from lactic acid and come in three shapes. L-lactide is a ring made of two L lactic acids; D-lactide is a ring made of two D lactic acids; and meso-lactide is a ring made of one of each. A racemic mixture means a 50/50 mixture of left- and right-handed molecules, so rac-lactide has equal amounts of L-lactide and D-lactide.

Lactic Acid

The feedstock for NatureWorks developmental process for PLA copolymer is a lactide mix invented at Nagoya University with equal amounts of LLA, DLA and meso-LA rings, made chemically from glycerin. Commercial PLAs are homopolymers made by fermentation of sugar.


The rac-lactide mixture is made by a process invented by Professor Nobuyoshi Nomura of the graduate bio-agricultural polymer chemistry department of Nagoya University and reported in a series of Japanese patents and technical papers in 2003-2011. Nagoya University’s patented process (JP Pat. Applic. # 2003-64174) uses a purely chemical reaction of glycerin, or glycol, a byproduct from bio diesel production, with sodium hydroxide, or caustic soda.

The process was interesting, but not commercially significant at the time because the racemic lactic acid mixture yielded mixed lactides that didn’t make PLA with useful properties. Conventional ring-opening catalyst polymerized mixed lactides into atactic amorphous PLA, which has no melt temperature. Rac-lactide (half LLA and half DLA) could be separated from meso-lactide because rac-lactide has a higher melt temperature, but then one-third of the feedstock would be wasted. So the cost of separation and waste would have made Nagoya University’s chemical route to PLLA copolymer too expensive vs. existing fermentation routes to PLLA homopolymer.

Test Properties of NatureWorks’ PLA Block Copolymers in R&D

Polymerization time

rac-LA/ meso-LA Ratio

Step 1 Step 2 Mol. wt. Melt temp. °C Tacticity type
Reference example 3 100/0 2 hrs 0 109,000 183 Semi- crystalline
Working example 6 90/10 1 hr 3 hrs 143,000 177 Semi- crystalline
Comparative example 7 90/10 3 hrs 0 136,000 N/A Amorphous
Source: NatureWorks/Nagoya Univ. JP Patent #50689; U.S. Pat. Applic. #20150087799)

Dozens of researchers since the mid-1990s tried to find a catalyst process to polymerize a mixture of racemic-LA and meso-LA. Nagoya University’s Nomura tested a wide range of site-selective catalysts, including chiral salen- and homosalen aluminum complexes and conventional ring-opening catalysts with chain-end polymerization trying to create isotactic PLA copolymers. But with both site selective and chain end catalysts, the meso-lactide in the mix created “errors” in the PLA chains that made the material amorphous and unusable with low isotacticity. The isotacticity level of a polymer is the average number of molecules strung together with regularly alternating “thumbs” without errors in the sequence.


NatureWorks’ invented a two-stage polymerization process that converts Nagoya University’s glycerin-based mixture of lactides (33% L-LA, 33% D-LA, and 33% meso-LA) into stereo regular, semi-crystalline PLA copolymers without separation. The patent (JP# 5806890; U.S. Pat. Applic. #20150087799) names NatureWorks, Nagoya University, and two companies, Hitachi Zosen Corp., Tokyo, Japan (, and Tohoku Electric Power Co., Sendai, Japan (, which were on the original Nagoya University patent.

In the first stage, the higher solubility of meso-LA at lower temperature allows it to melt and dissolve into a small amount of solvent and be polymerized with ring-opening catalyst into amorphous polymeso-LA blocks, while the lower solubility of rac-lactide leaves it unreacted in the solid phase. In one patent example, first stage polymerization of meso-LA is done at 90 degrees C for one hour. Since the first polymerization stage allows meso-LA to be separated from racemic-LA, NatureWorks could test several different ratios of racemic-LA to meso-LA including 80/20, 90/10, and 100% racemic-LA with no meso-LA.

JP Patent image

NatureWorks two-stage catalytic process polymerizes low temperature meso-LA into amorphous blocks. Then site-selective catalyst polymerizes long blocks of LLA and DLA onto polymeso-LA, forming semi-crystalline PLA copolymers with melt temperatures up to 220 °C.

In the second polymerization stage, rac-lactide (50% L-LA and 50% D-LA) is heated to a higher temperature, allowing it to dissolve and react in the presence of Nagoya University’s single-site salen aluminum catalyst. Second-stage polymerization is described in one patent example as taking three hours at 130 degrees C without solvent. In the second polymerization stage, rac-lactide is therefore grafted onto polymeso-lactide.

“The final architecture is a block copolymer with one block of meso-lactide followed by large blocks of L-lactide followed by large blocks of D-lactide and vice versa,” NatureWorks’ chief scientist, Joseph Schroeder explains. “The catalyst is capable of generating blocks of L and D that are long enough to form stereo complex crystals that melt at 220 °C.” NatureWorks’ patent describes PLLA and PDLA blocks of eight molecules or more. PLLA and PDLA homopolymers have lower melt temperatures of 162-180 °C.

NatureWorks’ R&D on glycerin-based PLA copolymers so far is only on a bench top scale, and no timing has been set for when it might be scaled up. In the meantime, NatureWorks more immediate R&D priority is PLA based on methane, which could come from a variety of sources. Methane, which is produced by natural decomposition of plant matter, is a component of natural gas and is also generated from landfills and waste water treatment.

PLA from methane is part of NatureWorks’ joint R&D program with Calysta Inc., Menlo Park, CA (, supported by a U.S. Department of Energy grant, for bacterial fermentation of methane to lactic acid, which would feed NatureWorks’ existing PLA homopolymer. Both glycerin and methane based research programs are environmentally interesting because they create PLA from industrial bi-products, not from sugar.

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Dandelion Rubber TPO

By Jan H. Schut

Over the last 100 years almost all natural rubber has come from tropical rubber trees (Hevea brasiliensis). The global natural rubber supply, which is critical for tire making, is periodically at risk from disease, high prices, and political instability in Africa and Southeast Asia where these trees are grown.

Governments have sponsored research on alternative natural rubber for tires off and on for over 100 years, typically in war time or when rubber prices soar. Now tire makers around the world are driving the development of alternative sources of natural rubber like dandelions and guayule shrubs, working with universities and bio-tech companies. While promising, the alternatives are a lot harder to harvest than latex, which can be tapped and collected right from the rubber tree. The alternative plants also need secondary processing, mechanical-, aqueous-, or solvent-based, to extract rubber-like polymer.

At least one auto maker also wants to modify plastics with alternative rubber, potentially for TPO bumper covers and TPE interior parts. TPOs are mostly copolymers of ethylene octene and ethylene butylene with PP and some copolymers of EPDM/PP, all of which are more stable and compatible with PP than natural rubber, compounders say. Melt blending natural rubber and PP would actually be going back to older technology, but the carbon footprint of natural rubber grown in the U.S. would be attractive.

Alternative rubber plants include Russian or “TKS” dandelions (Taraxacum kok-saghyz), actually from Uzbekistan and Kazakhstan; guayule (Parthenium argentatum) a shrub found in Mexico and the American southwest; sunflowers (Helianthus sp.); prickly lettuce (Letuca serriola); and certain fungi. TKS dandelions would be an annual crop with rubber extracted from the roots. Guayule bushes take two years to mature, but then can be harvested annually, producing rubber in the bark. Both dandelions and guayule produce very high molecular weight polymer like that from rubber trees. Sunflowers are an annual oil seed crop with very low molecular weight latex in the leaves–30,000-80,000 molecular weight vs. 1,300,000-1,500,000 for dandelion, guayule and tree rubber.

OARDC Cornish Lab

Major U.S., Japanese, and European tire makers are supporting big research efforts to develop alternative natural rubber from guayule shrubs and from TKS dandelions, like these 7-day-old seedlings growing in a research facility at Ohio State. Photo: OARDC

“If you were making rubber gloves or condoms, you would want guayule, which is stretchier [than dandelion rubber] and has no allergens. Someone who developed an allergy to Hevea latex would be allergic to dandelion latex, which is almost identical. Sunflower rubber hasn’t been tested yet for allergens,” says Katrina Cornish, research scholar at Ohio State University’s Ohio Agricultural R&D Center in Wooster ( Cornish also heads Program of Excellence for Natural Rubber Alternatives (PENRA), working on both guayule and dandelion rubber. PENRA members include Cooper Tire & Rubber Co., Findlay, OH (; Bridgestone Corp., Tokyo, Japan (; Goodyear Tire & Rubber Co., Akron, OH (; and Ford Motor Co., Dearborn, MI (

As part of a U.S. Department of Agriculture/Department of Energy grant, Cooper also works with Cornell University, Ithaca, NY (; Clemson University, Clemson, SC (; and guayule rubber supplier PanAridus LLC, Casa Grande, AZ ( Cooper unveiled a tire with multiple guayule rubber components in August 2015 and announced plans to deliver a prototype tire with 100% of natural rubber components made from guayule by 2017.

Bridgestone set up a bio-rubber process research center in Mesa, AZ, and a 281-acre guayule R&D farm in Eloy, AZ, which started up in 2013. The goal of the farm is to produce seed for high-rubber-content guayule and work with independent guayule producers. Bridgestone also has a patented process (U.S. Pat. # 8815965) for “recovering rubber from natural latex” including guayule and TKS. In October this year Bridgestone announced that it had built passenger tires in Japan and in Italy with natural rubber components made 100% from guayule rubber. Bridgestone says the earliest guayule rubber will be in commercial tires is in the 2020s.

Guayule shrubs

Alternative natural rubber from the bark of guayule shrubs is very high molecular weight like rubber from Brazilian rubber trees, but without the protein allergens. Guayule shrubs are native to arid land in Mexico and Arizona. Photo: Bridgestone

Internationally, the tire division of Continental AG in Hanover, Germany (, an automotive supplier, works with a consortium including the Fraunhofer Institute for Molecular Biology and Applied Ecology in Muenster, Germany ( and the University of Muenster’s Institute for Plant Biology and Biotechnology ( Apollo Vredestein B.V., Enschede, the Netherlands (, part of Apollo Tyres Ltd. in Gurgaon, India (, works with the European Union’s EU-PEARLS ( alternative rubber project on both guayule and dandelion rubber. Japanese tire maker Sumitomo Rubber Industries Ltd. in Kobe ( works on dandelion rubber with Kultevat Inc. in St. Louis, MO (, a startup founded in 2010. Kultevat partners with KeyGene N.V., a biotech company in Wageningen, the Netherlands (, and with the Donald Danforth Plant Center in St. Louis (


Both guayule and dandelion rubber could be used to modify PP, says Deborah Mielewski, senior technical leader of sustainable materials and plastics research at Ford, which is working with both alternative rubbers to modify soft TPEs and rigid TPOs. At the Society of Plastic Engineers 2015 TPO Conference last September in Troy, MI, Ford reported testing new generation TPOs that combine recycled PP with guayule and dandelion rubber, reinforced with graphene nanoplatelets to meet specs for things like wheel lips and bumper covers. Guayule is available in larger quantities; dandelion rubber is currently only available in tiny amounts, researchers say.

Ford Motor Co.

Ford is studying TPOs made of recycled PP with alternative natural rubber reinforced with graphene nanoplatelets. Guayule/HDPE composites are also promising for building products because of guayule’s inherent insect repellent properties. Graphic: Ford Motor Co.

A patent application (U.S. Pat. Applic. # 20150267015) from Ohio State’s Cornish on “Latex products containing fillers from waste” also reports promising blends of guayule rubber with a cross-linking agent like sulfur and unusual bio fillers like finely ground eggshells and tomato skin waste from catsup making. When the biomass/guayule blend was made into cast film (0.03 to 0.26 mm thick) and tested, it showed tensile strength over 24 MPa; elongation @ break over 750%; flexural modulus of 500%; and elongation of less than 5.5 MPa, the patent application says. Ohio State researchers also blended PLA and PHBV with up to 25% natural rubber, improving the biopolymers’ flexibility.

Guayule rubber also adds insecticidal properties. Fifteen years ago the University of Illinois and U.S. Department of Agriculture applied for a patent (WO # 2001088051) on composites of 70% guayule rubber and 30% HDPE from recycled milk bottles. They tested composites of both ground whole guayule plants and ground guayule bagasse after rubber extraction and found that both showed strong resistance to termites and decay. Only 5% of termites were alive after a week in a jar with a guayule composite sample vs. 100% alive for those in a jar with a piece of pine wood. They also reported that test composites of HDPE with three guayule species and bagasse met or exceeded American Standards for hardboard. The patent concludes that both guayule and guayule bagasse would be useful in wood-filled plastic profiles like lumber, poles, and railroad ties or in plywood and chipboard composites.

Strength of 30/70 HDPE/Guayale vs. HDPE/Wood Flour and Hardboard Standards

Fiber type Modulus of rupture
Modulus of elasticity
Internal Bond*
Parthenium incanum
(whole ground)
17.93 1149.87 1.083
Parthenium tomentosum
(whole ground)
23.04 1169.83 1.282
Parthenium argentatum
(whole ground)
16.02 982.66 1.069
Parthenium argentatum
(bagasse ground)
18.88 1180.59 1.055
Pine flour 19.76 1213.27 1.200
American Standard, 1995
for service hardboard
13.8 0.17
American Standard, 1995
for industrial hardboard
20.7 0.34

*Internal Bond or Tensile Stress Perpendicular to Plane
Source: Univ. of Illinois/USDA Paper for 33rd Annual IRG Meeting, Cardiff, Wales

PanAridus is currently the only commercial producer of guayule rubber, making “several thousand pounds annually” from a plant line that matures in 16-20 months, “and produces more rubber per acre than the tropical rubber tree,” says founder and CEO, Michael Fraley. PanAridus, founded in 2009, uses patent-applied-for technology (U.S. Pat. Applic. # 20150232583) to extract rubber from guayule plants with solvent, reportedly recovering 10% guayule rubber and another 10% lower molecular weight resin for adhesives.

A previous company, Yulex Corp. in Phoenix, AZ ( founded in 2000, used an aqueous extraction process and sold guayule rubber commercially for medical gloves and wetsuits. Yulex also supplied guayule rubber for Ford’s TPO R&D. Yulex is auctioning its equipment in December and is believed not to be operating.

Kultevat commercially produces dandelion rubber. The company was founded by its president, Daniel Swiger, who was previously a founder of Yulex. In an executive summary in September 2014, Kultevat said it expected to produce 6000 lb of TKS rubber in 2015. Kultevat has patent-applied-for water-based technology (U.S. Pat. Applic. # 2014037059) to extract rubber and sugar for ethanol from shredded dandelion roots.

A Canadian start-up Nova-BioRubber Green Technologies Inc., in Surrey/Vancouver, B.C. (, plans to produce TKS dandelion rubber using a patented dry mechanical extraction process (U.S. Pat. # 7540438), developed by Kok Technologies Inc., a related company started in 2002. Nova-BioRubber works with National Research Council Canada in Ottawa, Ont. (, and the Build-in-Canada Innovation Program ( to develop its TKS process.

Another start-up biotech company, Edison Agrosciences Inc. in Durham, NC (, plans to produce low molecular weight rubber from sunflower leaves. Edison director of research, Thomas Hohn, says they won’t use leaves from existing oil seed crops, but are developing sunflowers with increased leaf size and rubber concentration that will be grown exclusively for rubber. Ohio State’s Cornish is their chief scientific officer.

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First Foaming Head for Blow Molding

Jan H. Schut

The most interesting new technology at the Society of Plastic Engineer’s recent 31st Annual Blow Molding Conference in Pittsburgh October 12-14 (, is certainly W. Mueller GmbH’s continuous physical foaming extrusion head. Mueller ( in Troisdorf-Spich, Germany, introduced the head at NPE 2015, but the blow molding conference was the first presentation of the technology.

The three-layer, continuous foam extrusion blow molding head has been under development for a year. It uses an injection and dynamic mixing module to inject and disperse nitrogen into the plastic melt flow inside the head, where a special mixing element combines the two into a foamed middle layer. The amount of nitrogen injected into HDPE ranges from 0.05 to 0.12 L/min, reducing part weight by up to 20%, Mueller says.

Chemically foamed monolayer bottles and parts have been commercial for over 15 years, but aren’t widely used. Physically foamed bottles with gas disbursed in the extruder are also made commercially, using technology licensed from Mucell Extrusion LLC in Woburn, MA (, such as foamed preforms for reheat stretch blow molding from Plastic Technologies Inc., Holland, OH (, foamed extrusion blown automotive parts from ABC Group in Toronto (, and foamed bottles from Alpla Packaging in Austria (

Mueller’s patented technology (DE Pat. # 102013105749), however, is believed to be the first physical foaming in an extrusion blow molding head and requires no license. Customer trials are going on now in Europe. It can also be retrofitted.

Trilayer Foam Blow Molding Systems

Mueller’s three-layer extrusion blow molding head uses a dynamic mixer to add nitrogen to plastic melt, foaming the middle layer. It’s believed to be the first physical foaming done in an extrusion blow molding head.

Other blow molding conference news includes prize winning parts and containers with unusually complex shapes, made with intriguing, if not new, combinations of mold movement. A backhoe fender from Deere & Co., Moline, IL (, won overall 1st prize for industrial blow molding, made in a five-part automated mold with two side platens, a base, and two compression molding slides. Prize winning containers include two unusual dual bottles.


Deere’s backhoe fender is reportedly one of the largest parts ever made with tabs formed off the parting line, says Kenneth Carter, plastics technology leader at Deere. It was converted from rotational molding with a hefty weight saving from a 13-lb roto molded part down to a 9-lb blow molded one. The horseshoe-shaped blow molded fender is partly hollow with six tack-offs, which are stronger and much lower weight than roto molded tackoffs. The mold also has a dimpled surface texture and interchangeable bases for mud flaps, required in some markets.

First, the bottom section of the mold pinches the parison to make a pillow with low blow air of around 10 psi. Then two side platens close to shape the part with two blow needles, pushing extra plastic into a fold to create a faux parting line where structural tabs are needed. Finally, two slides compression mold and core the four tabs. The part was designed by a team at Deere; the mold was designed and built by Midwest Mold Builders Inc., Waverly, IA ( The fenders went into production in 2013, molded by Exo-S Inc. ( in Cold Water, MI.

Midwest Mold has posted a video of the mold:


Overall 1st prize for packaging went to a small wide-bodied “pod” for soap concentrate from Replenish Bottling LLC in Los Angeles, CA ( The 3-oz. pod becomes the base to a refillable soap dispenser. Squeezing the pod measures three 1-oz. squirts into the dispenser, which is then filled with water. Pods are molded in six-cavity, three-section tools from FGH Systems Inc., Denville, NJ (

Two platens close from the sides as hydraulic cylinders on the outside move the base up on two steel guide rods, while pins and rulon bushings close the base onto the side platens. FGH has built multi-cavity molds with moving bases for over 20 years, but for big 1-6 gallon bottles. The 3-oz. PP pods are by far the smallest three-section molds FGH ever built. They’re molded by Berry Plastics Corp., Evansville, IN (, on a shuttle blow molder.

An extrusion blown dual-dispensing bottle from VariBlend, Greenville, SC (, won 1st place in pharmaceutical packaging. The 30-ml bottles, which dial different combinations of two ingredients, interlock at the bottom and snap together on top. The EPET bottle halves are extrusion blown by Sonoco Products, Hartsville, SC (, in eight cavity molds also from FGH (4/4). A sliding pin forms the undercut for the interlocking bottom, then retracts into the mold.

FGH Systems Prize Winning Dual Bottles

Mueller’s three-layer extrusion blow molding head uses a dynamic mixer to add nitrogen to plastic melt, foaming the middle layer. It’s believed to be the first physical foaming done in an extrusion blow molding head.

A patented double helix promotional drink cup from Whirley DrinkWorks Industries Inc., Warren, PA (, was exhibited in the food and beverage container category. Made with a mold built in-house, the cup looks like a dual bottle, but isn’t really. The two tubes appear separate, but share one neck finish, the crossover, and the bottom. The parting line follows the two helical curves, creating two large through holes without slides in the tool. The entwined tubes appear round, but aren’t perfectly, allowing room for the platens to open without mold automation. The dual helix cups have custom promotional embossing, using proprietary Whirley technology, and are molded from a soft PS copolymer. They were commercialized late last year for slushy drinks at fairs and events. The mold has alternative sections for either snap-on or twist lids. Whirley, a promotional advertising company, is developing a 32 oz. version to be released soon.

Whirley DrinkWorks double helix cup

Whirley DrinkWorks’ double helix promotional cup is extrusion blow molded in a single cavity. The parting line follows the helical curves. The entwined tubes appear round, but aren’t perfectly, which allows room for the platens to open without mold automation.

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Advances in Air Cooling for Extruder Barrels

By Jan H. Schut

Here is a look at three unusual integrations of extruder barrel heaters with hot air removal to save substantially on energy. All were designed as retrofits, but are also used on new extruders, and two have been adapted for injection molding. WEMA GmbH, Luedenscheid, Germany (, a maker of heating elements for extruders, and Insul-Vest Inc., Tulsa, OK (, a maker of insulation blankets for extruders, separately patented ceramic heaters with very controlled hot air retention and removal.

All three heat/cool systems claim big energy savings on barrel heat ranging from 30% to 70%. WEMA’s technology uses thermally conductive ceramic over resistance heater bands covered with an enclosed cooling hood with fans and vent flaps. Insul-Vest’s technology, licensed to and built by Rex Materials Group Inc., Howell, MI (, uses thermally insulating ceramic over radiant heaters and cools by sucking air through a narrow gap between the heaters and the barrel. WEMA and Davis-Standard LLC, Pawcatuck, CT (, both have patent-applied-for shrouds that fit over each of their existing resistance heaters to control the release of hot air.



WEMA’s patented heat/cool bands (DE 19855357C2) were first introduced in the U.S. at NPE 2015 (, though they were commercialized in Europe back in 2001. They are standard on many extruder brands including Kuhne GmbH, Sankt Augustin, Germany (, Windmoeller & Hoelscher KG, Lengerich, Germany (, and Rollepaal BV, Dedemsvaart, the Netherlands ( They’re also used on twin-screw extruders and injection molding machines.

WEMA developed the technology in the late 1990s working with Robert Michels, at the time a PhD candidate at the University of Duisburg-Essen, Germany (, and now head of project management at ETA Kunststofftechnologie GmbH, Troisdorf, Germany (, which builds specialty screws, barrels, and dies. WEMA and Michels developed fins made of special aluminum oxide ceramic with high thermal conductivity of 16-28 W/mK comparable to stainless steel vs. 2-3 W/mK for standard ceramic.

The conductive ceramic is made into “stones” with concave and convex ends that can easily be adapted to different barrel diameters and zone lengths. WEMA’s KH214 bands come 48 and 63 mm wide. Ceramic fins increase cooling surface area 2.5 times vs. a smooth ceramic heater band. For applications requiring more intense cooling, KH214 heat/cool bands can be sequenced with WEMA’s KE300 aluminum cooling fins, also developed with ETA’s Michels.

KH214 heat/cool bands are also combined with WEMA’s patent-applied-for shroud (Pat. Applic. # 202009005822), introduced in 2008. The shroud controls release of hot air with its Ecowema system of vent flaps that open when fans are on and seal closed when fans are off. Each temperature zone on the extruder requires its own heat control and cooling shroud. KH214 heaters with Ecowema shrouds save up to 40% on barrel heating energy.

Figure 1

WEMA’s patented KH214 heat/cool bands for extruders alternate with intense cooling aluminum bands. They’re used with an Ecowema shroud with vent flaps to control removal of hot air for barrel cooling. They were all introduced in the U.S. at NPE 2015.



Insul-Vest’s patented ceramic heater technology (WO 2001032396) was also invented 15 years ago, then licensed to Rex, which commercialized the technology eight years ago as its TCS (thermal control solution) heaters. Rex’s TCS heaters use thermally insulating ceramic and radiant heater elements, which Rex claims heat the barrel 55% faster than conventional heater bands, which have to heat the surrounding ceramic band before heating the barrel.

Cooling is also faster because TCS heaters aren’t in direct contact with the barrel. Instead there is a 3/8 inch gap between the radiant heaters and the barrel. When cooling is needed, high speed (3000 rpm) axial fans suck hot air out of this space and pull in ambient air. The hot exhaust air can then be directed where needed to dry or preheat plastic pellets, heat the plant in winter, or keep it cool in summer by venting hot air outside. TCS heaters save up to 70% on energy for barrel heating, Rex says.

TCS heaters are distributed by Milacron ServTek in Cincinnati, OH (, and sold primarily to retrofit single screw extruders for energy saving. Each temperature zone requires its own heaters and suction fans. One or two fans are used depending on the level of cooling needed. A variation for injection molding treats the whole barrel as a single zone and is used for rapid barrel cooling before product changeovers. Insul-Vest recently applied for a patent on the next generation of its energy saving heater technology.

Figure 2

Rex Materials’ TCS heater bands, licensed from Insul-Vest, use radiant electric heaters insulated with ceramic. Heaters don’t touch the barrel. Instead there is a 3/8 inch gap between them, through which axial fans pull ambient air for rapid barrel cooling.



Davis-Standard also introduced a patent-applied-for heater/cooler system (U.S. Pat. Applic. # 20120090819) in 2011 called energy-efficient, air-cooled, electrically heated (EEACEH). The insulated cover prevents radiant heat loss and uses a conventional air cooling fan with a valve system. Valves open with air flow when the cooling fan is on and close with gravity when the air flow stops. The cover is designed to retrofit Davis-Standard extruder barrels with cast aluminum heaters built after 2000 and even reuses the bottom plate of the barrel cover.

Each temperature zone on the barrel requires a separate shroud. EEACEH shrouds have been field tested and are now commercial. Davis-Standard recently booked a large order for 27 extruders with the energy saving shrouds for barrel sizes from 1.5 to 5 inches in diameter. Shrouds are available for up to 6-inch diameter extruders. The technology is “most effective for cast film and extrusion coating where higher temperatures are used,” says Davis Standard’s Vice President of Technology John Christiano. The shrouds save 30% to 50% on energy for barrel heating compared to conventional air-cooled heaters.

Davis Standard

Davis Standard’s EEACEH cooling hoods retrofit barrels with Davis Standard cast aluminum resistance heaters for 30%-50% energy saving. The first large order for 27 extruders with the hoods was recently placed. Hoods are available for 1.5 to 6 inch diameter extruders.

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New High Biocontent Biopolymers

By Jan H. Schut

New biopolymer formulations are in the works for durables with very high biocontents of 90% to 100% for the first time, designed to compete head on with ABS for electronics, appliances, and auto parts. Several formulations use a new biopolymer that isn’t fully commercial yet, polybutylene succinate (PBS), which has properties like PP, but is biodegradable into CO2 and water. PBS itself isn’t new. Showa Denko KK in Tokyo (, launched the first commercial PBS, “Bionolle,” in 1993 as a niche polymer for biodegradable applications like fishnets and for automotive applications.

Whether petro- or bio-based, PBS is made from roughly 60% succinic acid and 40% butane diol. Showa Denko began to offer bio content PBS in 2012, with bio succinic acid from Myriant Corp., Quincy, MA (, through a semi-works plant in Lake Providence, LA, but Showa Denko’s PBS capacity is reportedly less than 12 million lb/yr and not dedicated.

In August 2015, PTTMCC Biochem Co. Ltd., in Rayong, Thailand, started up the world’s first dedicated biocontent PBS plant and is sampling customers. PTTMCC uses bio succinic acid made by BioAmber Inc.’s new monomer plant in Sarnia, Ontario, which also started in August, using patent-applied for technology (U.S. Pat. Applic. # 20140242652) from Mitsubishi Chemical Corp., Tokyo ( For now the BDO is petro-based, so the PBS won’t have more than 60% biocontent. PTTMCC’s capacity is 40 million lb/yr, still only a semi-works size, so there won’t be a lot of biocontent PBS available even in full production. PTTMCC is a joint venture between Mitsubishi Chemical, and PTT PLC Ltd. in Bangkok, Thailand. A sister company of PTT owns Myriant and also owns 50% of NatureWorks LLC, Minnetonka, MN (, maker of Ingeo PLA, the world’s largest volume biopolymer.

Bio PBS targets mulch films and packaging for biodegradability. But so far no PBS has claimed a “letter of no objection” for food contact from the U.S. Food and Drug Administration. Meantime the most interesting PBS technology to appear is high-biocontent compounds developed by automotive tier one supplier Faurecia SA, Nanterre, France ( Though Showa Denko and Mitsubishi Chemical have offered petro PBS for auto parts for years, what makes Faurecia’s PBS unusual is that it will be 100% bio.

Faurecia started an ambitious 15-year development program in 2006, more than 10 years before bio PBS was available, and planned in three material stages. The first material, a patent-applied-for composite (U.S. Patent Applic. # 20140291894), called NafiLean, took five years to commercialize, and is composed of 20% short chopped hemp fibers and 80% PP. It’s used for non-visible door panel inserts and the “top roll” on Peugeot 308 cars, starting with model year 2013, and for an entire instrument panel on the 2015 Alfa Romeo Giullia sedan.

According to the patent application, the PP/natural fiber composite uses very high flow ethylene as a flow enhancer. Chopped hemp fibers were developed in a joint venture called Automotive Performance Materials in Fontaine-les-Dijon, France (, between Faurecia and Interval Group, Arc les Gray, France (, a large agricultural cooperative. The length and aspect ratio of the fibers is similar to short glass fibers, Faurecia says. Hemp fiber adds strength and makes parts 20% to 25% lighter weight than 20% mineral filled PP. Mineral fillers are not used in NafiLean.

Short hemp fibers are loaded at 20%-40% depending on applications. Interior car parts under glass need to withstand temperatures over 120 C, Faurecia’s patent application notes. NafiLean PF2 555 with 20% hemp fiber has an HDT at 264 psi (ISO 75/A) of 72 °C and an HDT at 66 psi (ISO 75/B) of 137 °C. NafiLean also shows “40% improvement in fit and finish” vs. mineral filled PP.

Cool New Materials for Durables

Automotive tier one supplier Faurecia spent five years developing NafiLean, an 80/20 PP/chopped hemp fiber compound for lightweight structural car door parts. The next stage is 75/25 PBS and hemp fiber, called BioMat, commercial this year with 70% bio content.

Faurecia’s second stage material is hemp-filled PBS, called BioMat, which is commercial this year. Faurecia and Mitsubishi Chemical signed an R&D agreement in 2012 to optimize PBS for car parts, preventing its inherent biodegradability, increasing HDT, and reducing its high viscosity for faster molding cycles. Faurecia invented a bio-based flow enhancer and bio-based heat stabilizer for a bio-based PBS copolymer with the necessary performance. The patent-applied-for flow enhancer (U.S. Patent Applic. # 20140088269) is described as an aliphatic biopolyester based on PBS plus a terminal epoxide group. This novel oligomer not only increases flow properties of PBS, but prevents aging degradation.

Fauretia’s patent-applied-for booster (U.S. Pat. Applic. # 20140005351) for HDT involves polymerizing a bio-based high temperature polyester, polyetheramide (PEA), starting from the same monomers as PBS–succinic acid and 1,4 butenediol–plus 1,4 butenediamine. This bio-based PEA can then be reactively compounded with PBS to make a PEA/PBS copolymer with higher HDT. Faurecia developed both the flow enhancer and PEA for automotive applications working with the Institut National de la Recherche Agronomique headquartered in Paris ( and with Agro-Industry Recherche & Development in Pomacle, France ( Modifications of both technologies could potentially be developed for non-automotive applications.

Mitsubishi Chemical uses Faurecia’s technology and “specific protocol” to produce a high molecular weight “Bio PBS14” for Faurecia at PTTMCC’s new plant in Thailand. Faurecia then compounds roughly 70% bio-based BioMat including hemp fiber. BioMat passed an impressive series of auto industry tests including ultrasonic welding, noise damping, odor and VOC (it smells slightly of caramel) plus stringent German automakers’ dimensional specifications. Audi and Mercedes-Benz require dimensional stability and covering adhesion after 50 cycles from -35 °C to 80 °C with 80% relative humidity; four days (96 hours) from -30 °C to 90 °C with 95% relative humidity; and 30 days from -30 °C to 90 °C with 92% relative humidity.

In stage three, when bio-BDO monomer is commercially available, all-bio PBS will become available. Then BioMat will be 100% bio-based as well. It will culminate an extraordinary R&D effort by a processor to a new material.


NatureWorks’s Ingeo PLA, originally used mostly for packaging, has also developed two new high-biocontent injection molding grades for durables like appliances and electronics. One is medium impact, one high impact. Both use nucleating agents for rapid crystallization and higher HDT. The medium impact grade has 89% bio content with 11% modifiers and nucleating agents and HDT of 92 degrees C at 66 psi. The high impact grade has 88% bio content with 12% modifiers and nucleating agents, and HDT of 77 degrees C at 66 psi. Both are available in test quantities.

Wacker Chemie AG, Munich, Germany (, also recently published data on blends of 40% PBS from Mitsubishi Chemical and 30% PLA Ingeo 4043D from NatureWorks, using 20% of Wacker’s Vinnex PVA-based compatibilizers to enhance properties, and 10% filler, either talc or calcium carbonate for a total of 70% bio content. The Vinnex part is comprised of 14% Vinnex 2504, a vinyl acetate ethylene copolymer for higher elongation and 6% Vinnex 2510, a vinyl acetate homopolymer for higher stiffness. Developmental PBS was supplied by Mitsubishi Chemical from a pilot plant. Ingeo PLA was supplied by NatureWorks.

Wacker claims higher impact and melt strength for the PBS/PLA blend, more flexibility, and higher heat resistance for appliances–about 100 °C vs. 60 °C for typical PLA. Vinnex also allows PLA and PBS to be combined in any ratio. Without compatibilizing, only 10%-20% PBS would be miscible with PLA. Wacker introduced Vinnex five years ago in the U.S. and six years ago in Europe and offers nearly a dozen grades. Wacker also has a patent application (WO2010133560) on biopolymer blends with flour as a filler, as opposed to refined starch, noting that unrefined flour brings gluten and fibers to strengthen biopolymer blends without adding sensitivity to moisture like refined starch.

NatureWorks previously offered two PLA/PBS blends with over 50% PBS, AW300D for injection molding and AW240D for thermoforming food service, in a joint venture with Montreal-based BioAmber ( called AmberWorks. AmberWorks used technology BioAmber acquired in 2010 when it bought Sinoven Biopolymers Inc. in Philadelphia, PA, and China. But AmberWorks grades target packaging and aren’t actively sold.

Properties of High-Bio-Content Polymers for Injection Molding vs. ABS

NatureWorks Faurecia
Ingeo PLA 20% hemp/PP 25% hemp/PBS
Medium Imp. High Imp. NafiLean BioMat
Grade “884-41-1” “884-41-2” PF 2555 NBF2 112 ABS
Biocontent, % 89 88 20 60 0
Specific gravity, g/cm3 1.22 1.21 0.98 1.04
Tensile modulus, kpsi 414 414 384 384 336
Tensile strength @ yield, psi 5400 5500 5600
Tensile elong. @ break, % 32 21 5.5
Notched Izod imp., J/m
(ASTM D256 method)
139 443 277
Notched Izod imp., kJ/m2
(@23 °C, ISO 180 method)
7.5 7.2
Flexural strength, kpsi 9.5 9.4 9.9
Flexural modulus, kpsi 455 448 345
HDT, @66 psi, °C 92 77 137 104 87
MFR 190 °C/5 kg, g/10 min 11.6
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